Protecting your Privacy – Privacy Statement

Contact Information:

Privacy Officer: Alison Fletcher

Phone: 1-800-991-2121

Email: privacyofficer@berkshire.ca

INTRODUCTION

Berkshire Investment Group Inc., Berkshire Securities Inc. and Berkshire Insurance Services Inc. (“Berkshire”) are committed to protecting your privacy and the confidentiality of your personal information. In order to comply with privacy legislation, we have developed this Privacy Policy. Any personally identifiable information about a client** is considered personal information (“Personal Information”) and will be treated in accordance with this Privacy Policy.

IDENTIFIED PURPOSES

Berkshire only collects, uses and discloses Personal Information for the following purposes:

         Administering your account(s);

         Offering and providing investment, insurance products and services to you;

         Establishing and maintaining communications with you;

         Verifying your identity;

         Complying with the law or the requests of law enforcement agencies or regulators; and

         Notifying you or allowing our affiliated companies to notify you of certain products or services offered by our affiliated companies.

  In this Privacy Policy, the above list of identified purposes will be referred to as the “Identified Purposes”.

CHALLENGING COMPLIANCE

If you are not satisfied with Berkshire’s response to a privacy related inquiry or complaint, you may contact the Office of the Privacy Commissioner of Canada during business hours at 1-800-282-1376 or at www.privcom.gc.ca.

** In this policy “client”, “you” or “your” includes any individual who has requested, applied for or been supplied with products and services by Berkshire including any other individual for whom the client has acted as agent, guardian or representative.

CONSENT

Your knowledge and consent of Berkshire’s collection, use and disclosure of your Personal Information is critical. We rely on the following actions by you as indications of your consent to our existing and future Personal Information practices:

        Your voluntary provision of Personal Information directly to Berkshire or through an insurance broker or representative for the purpose of acquiring an investment, insurance contract or related service or product (including information previously provided to Berkshire);

        Your express consent or acknowledgement contained within a written, verbal or electronic application process;

        Your consent solicited by Berkshire (or our agent) for a specified purpose;

        Your receipt of this Privacy Policy, until you notify Berkshire of a withdrawal of this consent; or

        Your consent given through your authorized representative such as a legal guardian, agent or holder of a power of attorney.

Subject to certain legal or contractual restrictions and reasonable notice, you may withdraw this consent at any time. Berkshire will inform you of the consequences of withdrawing your consent.

In some cases, refusing to provide certain Personal Information or withdrawing consent for Berkshire to collect, use or disclose your Personal Information could mean that we cannot provide you with investment products, insurance coverage or other requested products, services or information. If you wish to withdraw your consent to be notified of marketing initiatives by us or our affiliates for products or services, please call us at 1-800-991-2121.

LIMITING COLLECTION AND RETENTION OF PERSONAL INFORMATION

Berkshire will only collect, use, or disclose Personal Information that is necessary for the Identified Purposes or as required by law. If we require Personal Information for any other purpose, you will be notified of the new purpose, and subject to your consent, that new purpose will become an Identified Purpose. Berkshire will only collect Personal Information by fair and lawful means. We will retain Personal Information only as long as necessary for the fulfillment of the Identified Purposes.

ACCURACY

Berkshire will maintain your Personal Information as accurate, complete, and up-to-date as is necessary for the Identified Purposes.

SAFEGUARDS

Berkshire will protect your Personal Information by security safeguards appropriate to the sensitivity of the information. Safeguards will vary depending on the sensitivity, format, location, and storage of the Personal Information.

ACCOUNTABILITY, OPENNESS AND CUSTOMER ACCESS

Berkshire is responsible for all Personal Information under its control and has designated a Privacy Officer who is accountable to Senior Management for Berkshire’s compliance with this Privacy Policy.

A copy of this Privacy Policy (and any future updates) can be obtained from our website at www.berkshire.ca. If you have any questions about this Privacy Policy or your Personal Information, please call us at 1-800-991-2121. When you call us, we may confirm your identity by asking you to confirm certain Personal Information and you may be directed to send us certain requests in writing.